MJ Hudson Regulatory Solutions provides tailored compliance support in addition to “plug and play” solutions for all types of investment businesses – buy side, sell side and everything in between. Our primary goal is to help you do business whilst mitigating compliance risk.
We support clients with a range of needs that includes day to day support on all your compliance needs, FCA Authorisation, launching a new product, new regulation advice and bespoke training.
MJ Hudson’s regulatory solutions practice covers: Alternative Investment Fund Managers Directive (AIFMD); Directive on Undertakings for Collective Investment in Transferable Securities (UCITS); market abuse; financial crime; data protection; prudential and conduct rules; best execution; FCA/PRA authorisations; market surveillance; Markets in Financial Instruments Directive (MiFID); PRIIPS; strategic support and technical advice to MLROs and Heads of Compliance; derivative valuations; valuation waterfall policies; AML; Bribery Act; ICAAPs; SMCR; financial promotions; marketing of AIF; enterprise risk frameworks; fund launches and investment management agreements; transaction cost analysis; payments and e-money.
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