Group

Regulatory Solutions

Bring clarity to financial services regulatory compliance with our tailored solutions.

MJ Hudson Regulatory Solutions provides tailored compliance support in addition to “plug and play” solutions for all types of investment businesses – buy side, sell side and everything in between. Our primary goal is to help you do business whilst mitigating compliance risk.

We support clients with a range of needs that includes day to day support on all your compliance needs, FCA Authorisation, launching a new product, new regulation advice and bespoke training.

MJ Hudson’s regulatory solutions practice covers: Alternative Investment Fund Managers Directive (AIFMD); Directive on Undertakings for Collective Investment in Transferable Securities (UCITS); market abuse; financial crime; data protection; prudential and conduct rules; best execution; FCA/PRA authorisations; market surveillance; Markets in Financial Instruments Directive (MiFID); PRIIPS; strategic support and technical advice to MLROs and Heads of Compliance; derivative valuations; valuation waterfall policies; AML; Bribery Act; ICAAPs; SMCR; financial promotions; marketing of AIF; enterprise risk frameworks; fund launches and investment management agreements; transaction cost analysis; payments and e-money.

OUR SERVICES

Regulatory Advice

FCA Authorisations

Outsourced Compliance

Regulatory Change

Latest Newsletter

Why are you still trading in-house? - Feb 2020

USEFUL GUIDES

Outsourced Trading

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